Compliance program software
Livy is designed to help lean teams turn existing AML materials into a clearer view of their program, accountable next steps and knowledge they can keep using.
For Canadian payments companies and fintechs.
Does training cover the current team?
Evidence requestedOur starting point
Canadian payments & fintechExisting FINTRAC AML programsPrivate pilotsA policy in one folder. Evidence in another. The reasoning in someone’s head. Every review, handover or business change asks your team to piece the program together again.
Livy is being built to help your team keep those connections.
Bring your existing program. Follow one example from business context to a record your team can reuse.
Your actual business
Start with the materials your team already maintains. Connect the program to your products, customers and operations. Keep facts that still need confirmation visible.
Program / Business contextExampleBusiness profile
CTX–001Understand how customers enter the business.
Confirm whether the documented onboarding process reflects current operations.
The basis for judgement
Examine the sources and assumptions behind a question. Distinguish a missing answer from a confirmed issue, and keep material judgements with an accountable reviewer.
Program / ReviewExampleReview note
REV–001Does the record cover the current team?
Current coverage has not yet been established. Request the latest training records.
Accountable work
Turn a reviewed priority into a specific piece of work. Connect the request to the reason it exists, the person responsible and the evidence needed to support completion.
Program / ActionsExampleAction record
ACT–001Follow up on the training coverage review.
Provide the current register and explain any differences from the team’s training requirements.
Knowledge that lasts
Carry forward the reviewed facts, decisions and supporting work. Give the next review, business change or team handover a useful starting point.
Program / Retained recordExampleRetained record
REC–001A documented basis for the next review.
The reviewer’s conclusion and supporting records remain connected to the original question.
Illustrative workflow. Specific software capabilities and assisted work are agreed before a pilot.
Clarity and control, with a basis.
The repeatable parts of professional methodology belong in the work itself. Sources, reasoning and responsibility should remain visible as your program develops.
Make sources, assumptions and the reasoning behind a judgement available for inspection.
Missing information, missing evidence and a confirmed issue mean different things. Preserve those distinctions.
AI can support analysis and drafting. Material judgements and approvals stay with responsible people.
A lean team. An evolving business.
A program you already care about.
We’re starting with Canadian payments companies and fintechs improving their existing FINTRAC AML programs. Your current materials and priorities shape the pilot.
Start from the policies, assessments and knowledge your team has built. Preserve useful work and identify what needs attention.
Livy focuses on the compliance program. Screening, transaction monitoring and filing remain with your operating systems.
Define the inputs, software capabilities, assisted work and intended outputs together before the pilot begins.
Strong compliance should not depend on the size of your team.
Michael and Sam had experienced the same problem in compliance for a long time. Each independently began building a prototype. When they discovered they were building the same product, they decided to join forces.
A few useful distinctions
Our initial focus is lean compliance teams at Canadian payments companies and fintechs improving an existing FINTRAC AML program. Building new programs and broader financial compliance are part of the longer-term direction.
Livy focuses on how the compliance program is organised, reviewed and operated: business context, obligations, controls, accountable work and evidence. Screening, transaction monitoring, investigations and filing remain separate operating systems.
A useful draft is one part of the work. Livy is being built to retain the relationships between your business, the program, the people responsible and the evidence behind decisions, so that context can be reviewed and reused over time.
We first discuss your current program and priorities. Together, we agree on the inputs, scope, software capabilities, assisted work and intended outputs. Founding partners receive direct support from Sam and Michael until the agreed program setup is complete. Commercial and support terms are agreed separately.
Material judgements and approvals remain with accountable people. AI supports organising information, analysis and drafting. The basis, assumptions and limitations should remain available for review.
Let’s start with your program.
Tell us what already works and where your team needs support. We’ll discuss whether Livy’s private pilot is a fit.
Discuss a private pilot sales@livyhq.comDirect, white-glove setup support
from Sam and Michael.